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Positivism

"The term positivism now functions more as a polemical epithet than as a designation for a distinct philosophical movement. Even leaving aside the positive philosophy of Saint-Simon and Comte, the evolutionary positivism of Spencer and Haeckel, and the phenomenalism of Mach and Avenarius and concentrating on the 'logical positivism' of the Vienna circle and its descendants, it is difficult to specify a common ‘positivist’ perspective. The subsequent development of the more or less unified program of the original members of the circle has led to its disintegration as a distance philosophical movement. This is not to say that logical positivism has disappeared without a trace; on the contrary, it has been absorbed into such influential traditions as empiricism, pragmatism, and linguistic analysis. The net result is that the 'legacy of logical positivism'—a legacy of convictions and attitudes, problems and techniques, concepts, and theories—pervades contemporary thought. Methodological positions are most easily identified, because they so identify themselves, with respect to this legacy, pro or con. For our purposes it will be sufficient to indicate a few of the central positivist tenets regarding the nature of social inquiry.

The striking developments in the systematic study of the human world—from historiography and philology to sociology and anthropology—that took place in the course of the nineteenth century were generally viewed against the background of the established natural sciences. One or the other of these was usually taken as a paradigm of scientificity and a standard against which progress in the human sciences was to be measured. This perspective is also characteristic of the logical positivism of the twentieth century. The original members of the Vienna circle were, for the most part, neither social scientists nor pure philosophers but 'had devoted a large part of their academic studies, often including their doctoral work, to logic and mathematics, to physics, or to a combination of these subjects.'1 It was then quite natural that their attention was focused for the most part on logic, the foundations of mathematics, and the methodology of the physical sciences and that they paid comparatively little attention to the social sciences. While the focus of neopositivism gradually expanded to include the latter, the original commitment to the paradigmatic status of the 'exact' sciences remained firm. The characteristic tenets of its approach to social inquiry derive from this commitment.2 These include:

The unity of scientific method: despite differences in the specific concepts and techniques proper to diverse domains of inquiry, the methodological procedures of natural science are applicable to the sciences of man; the logic of inquiry is in both cases the same.

More particularly the goals of inquiry—explanation and prediction—are identical, as is the form in which they are realized: the subsumption of individual cases under hypothetically proposed general laws. Scientific investigation, whether of social or nonsocial phenomena, aims at the discovery of lawlike generalizations that can function as premises in deductive explanations and predictions. An event is explained by showing that it occurred in accordance with certain laws of nature as a result of certain particular circumstances. If the laws and circumstances are known, an event can be predicted by employing the same deductive form of argument.

The relation of theory to practice is primarily technical. If the appropriate general laws are known and the relevant initial conditions are manipulable, we can produce a desired state of affairs, natural or social. But the question of which states of affairs are to be produced cannot be scientifically resolved. It is ultimately a matter of decision for no 'ought' can be derived from an 'is,' no 'value' from a 'fact.' Scientific inquiry is itself 'value-free'; it strives only for objective (intersubjectively testable) value-neutral results.

The hallmark of scientific knowledge is precisely its testability (in principle). To test a hypothesis, we apply deductive logic to derive singular observation statements whose falsehood would refute it. Thus the empirical basis of science is composed of observation statements (that is, statements referring to publicly observable objects or events) that can be said either to report perceptual experiences or, at least, to be motivated by them.

In recent years the applicability of these tenets to social inquiry has once again become a subject of controversy. And questions concerning the nature and role of interpretive understanding have proved to be of fundamental importance at every point in these epistemological and methodological debates. Those who argue for the distinctiveness of the social from the natural sciences—whether in respect to the existence of general laws, the nature of explanation, the relation to values, the access to data—typically base their arguments on the necessity of social inquiry of procedures designed to grasp the meaning of social phenomena. Conversely those defending the methodological unity of the sciences typically give a rather low estimate of the importance of Verstehen for the logic of the social sciences. It is either rejected as unscientific or prescientific or analyzed as a 'heuristic device,' which, although useful, belongs in the anteroom of science proper, that is, to the 'context' of discovery,’ not to the 'context of validation'" (McCarthy 1994:137-139).

McCarthy, Thomas
1994[1978] The Critical Theory of Jürgen Habermas. Cambridge, MA: The MIT Press.

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In Field-Based Hermeneutic Research

"…the object is to create collaboratively a text that allows us to carry out the integrative act of reading, interpreting, and critiquing our understandings. This act is a grounding for our actions. The medium of this collaborative act is language. Phelps (1998:192) notes that in Ricoeur&39;s philosophy, 'language takes the place of the perceptual world of objects, so that texts become the objects from which human existence is indirectly understood or read.' A text (discourse fixed by writing [Ricoeur 1982:143]) and social actions that are recorded (Herda 1990:51) allow us to recognize, challenge, and evaluate our worlds of action as well as to envision new, possible worlds. Objectivity comes when we distance ourselves from the text. Practical use of our research data comes from the act of appropriating new ideas and ways of being from the text. In other words, in hermeneutic field-based research the focus is on our distanciation from and our appropriation of the text.

Our research analysis discloses a possible world from the text—the medium in which we understand ourselves. From a position of self-understanding in relationship to others we build new possibilities into everyday life. The most critical manifestations of such possibilities are the new personal and professional communities we build. Community-building in schools, corporations, hospitals, or wherever does not come about just from conversing about common interests and mutual problems bur rather from developing relationships based on trust, which is what it takes for a community to be more than a social enclave. A second manifestation is the learning that takes place. Learning here goes beyond knowing what one does not want or like, or inferring that a critical stance is an informed stance. Learning her entails entering into moral and political discourse with a historical understanding of the issues at hand; risking part of one's tradition and current prejudices; and, at times, seeing the importance of community and social cohesiveness over specific desires of the individual.

To make analysis possible, the spoken word in conversation needs to be fixed in a text. Ricoeur suggests that this fixation, distanciation, takes place in four ways: the separation of the event of saying from the meaning of what is said; the separation of the intentions of the speakers from the meaning of the text; the referential difference between spoken and written discourse; and the world that the text when read points to. The task remains to make the text one’s own after the act of distanciation takes place. This subsequent act is one of appropriation—an interpretive event. The discussion of distanciation and appropriation sets the context in which field-based research in a hermeneutic tradition takes place. The role of the researcher is far different than a collector of data, an expert, a neutral player, or a partner in a dialogue. The researcher’s orientation toward the research event as a whole gives opportunity for one to become a different person than before the research took place. It sets the researcher in a reflective and imaginary mode, thus opening new ways to think about the social problems that drew one to research in the first place” (Herda 1999:86-87).

Herda, Ellen A.
1999 Research Conversations and Narrative: A Critical Hermeneutic Orientation in Participatory Inquiry. Westport, CT: Praeger.

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Social Science from a Hermeneutic Participatory Perspective

“Habermas is aware of the importance of self and writes in the Introduction to Theory and Practice (1973:22-24) that in a rational reconstruction of our society, there is a place for self-knowledge to emerge. In other words, self-knowledge takes hold in a process of rational reconstruction, which in turn is uncovered in discourse. This type of discourse is unfolded in Habermas’s theory of communicative action. Although the theory of communicative action, and its implications for theory and praxis, is in an unfinished state and is part of Habermas’s ongoing social theory that has been the subject of discussion, debate, and revision (see Thompson & Held 1982; Bernstein 1983) there are aspects of it that are highly useful both methodologically and theoretically for hermeneutic participatory research. Following immediately are comments on the nature of the individual and his role in discourse as posited by Habermas. The purpose of presenting these comments is to work toward establishing a working relationship between being and community that can help field-based hermeneutic research make a positive difference in the lives of people who are part of a research project or who would be affected by similar issues. A longer-range, positive difference would be a contribution toward a social science where empirical data on international understanding, justice, morality, liberty, and freedom find a forum that speaks to both the individual and the public. The work here… may point to a direction and to some of the issues and conversations that could become part of such a social science from a hermeneutic participatory perspective.

Habermas does not attempt in his theory of communicative action to present a detailed outline or plan for the perfect society or community. Bernstein (1983:192) writes that such a ‘reading of Habermas (for which is is in part responsible) seriously misunderstands his primary point that in the genuine plurality of forms of life rooted in their unique tradition, we can detect a gentle but obstinate, although seldom redeemed, claim to reason, a claim to reason that points to the possibility of the argumentative redemption of validity claims through mutual dialogue and discourse.’

For Habermas the principle of communicative action, and a concomitant communicative rationality, is not an arbitrary ideal nor is it to put into place by authority. He asserts that this principle, characterized by the validity claims of comprehensibility, shared knowledge, trust, and shared values, is ‘always already’ implicitly raised in action oriented to reaching understanding. Habermas (1979:97) writes, ‘These universal claims [just listed]… are set in the general structures of possible communication. In these validity claims communication theory can locate a gentle but obstinate, a never silent although seldom redeemed claim to reason, a claim that must be recognized de facto whenever and wherever there is to be consensual action.’ Consensual action based on participants who comprehend one another, share knowledge, trust one another, and share values is the action that could be the procedural, not specific, basis for developing and evaluating our policies, our forms of education, or our communities” (Herda 1999:70-71).

Herda, Ellen A.
1999 Research Conversations and Narrative: A Critical Hermeneutic Orientation in Participatory Inquiry. Westport, CT: Praeger.

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