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Habermas’s Sociology of Law

"Unlike normative philosophy of law, which understands law from the inside—from the standpoint of jurists and laypersons who are concerned about its moral authority to obligate individual actors to comply with its rules—sociology explains modern law from the outside—from the standpoint of social scientists who are interested in its historical emergence as a factual precondition for modern economic and administrative systems. Seen in this dual light, law facilitates both the normative integration of individual actors (social integration) as well as the functional coordination of systems (functional integration). On the one hand, it designates an organizational tool (strategic medium) largely deployed independently of moral concerns about justice, by which government bureaucrats exercise their administrative power in coordinating the achievement of collective goals that are vital to maintaining economic efficiency and political order. On the other hand, it comprises norms of justice in accordance with which actors voluntarily coordinate their conflicting aims for the sake of social cooperation and solidarity.

Habermas is mainly interested in law as a normative institution. However, he directs much of his criticism against normative legal philosophies that are insensitive to the dual factual and normative aspects of law. On one extreme lies legal positivism, which proffers a functional or factual explanation for understanding why legal subjects obey the law. According to this view, persons feel obligated to obey the law not because it is morally just but simply because it is the law. They obey the law out of fear, or (adopting the viewpoint of a sociological observer) because they recognize that doing so contributes to an efficient and stable system. In Habermas’s opinion, although this view may suffice to explain why some people feel obliged to obey the law —out of fear of the consequences for failing to do so—it cannot explain why most people do. Not only are the consequences of disobeying the law far from certain, but the long-term capacity of the law to command obedience depends on its being generally obeyed 'out of respect for the law' as such.

Even when positivists like H.L.A. Hart concede the truth of this point, holding that most citizens in stable legal regimes obey the law because it is the 'right thing to do,' apart from its consequences, these positivists limit the normative, critical attitude that citizens can adopt with respect to the law. For positivists, if citizens recognize that they ought to obey the law because it is the right thing to do, it is because citizens recognize, in an unquestioning way, the 'rightness' of the legal authority of the basic law, such as a constitution, from which all their nation's laws trace their rightful pedigree (what Hart calls a 'rule of recognition'). Judges and jurists can criticize the wrongness of a piece of law making or a judicial decision for having deviated from the basic law, but they cannot criticize the rightness of basic law itself, inasmuch as this law defines what is legally right. They might, of course, criticize the basic law for nonlegal reasons, such as its ineffectiveness or moral unfairness. But there is something awkward about this, insofar as the basic law is supposed to provide secondary rules, or decision procedures, for resolving disagreements concerning our primary rules for acting, including moral rights.

For Habermas, the awkwardness of morally criticizing basic law can be removed only if standards of moral justice are both universal and necessary for understanding why citizens obey the law because it is the right thing to do. In other words, it is not enough for citizens to obey the law because it is the law (which they respect unquestioningly, as a matter of fact); they must also obey it because it is morally just and nonoppressive. Yet, despite its connection to justice, Habermas warns against viewing law as a simple instantiation of (or derivation from) morality—the view he associates with natural law theory. Unlike moral norms, which command specific actions as a matter of duty, legal rights command nothing. Instead, they permit a range of protected actions. These actions can be motivated by selfish interests and can even produce consequences that are widely regarded as immoral. The connection between law and morality is therefore at most indirect; in most cases it is not statutory law but the democratic procedure by which it is made that most directly refers to justice" (Ingram 2010:161-163).

Ingram, David
2010 Habermas: Introduction and Analysis. Ithaca, NY: Cornell University Press.

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Moral Rules, Moral Disagreements, Moral Norms

“Moral rules operate in a reflexive manner; their power to coordinate action is confirmed on two interconnected levels of interaction. On the first level, they regulate social action immediately by binding the will of actors and orienting it in a particular way; on the second level, they govern the critical positions actors adopt when conflicts arise. The morality of a community not only lays down how its members should act; it also provides grounds for the consensual disagreements that can be resolved convincingly from the perspective of participants on the basis of potential justifications that are equally accessible to all. Sociologically speaking, moral obligations recommend themselves by their internal relation to the gentle, persuasive force of reasons as an alternative to strategic, that is, coercive or manipulative forms of conflict resultion. To put it another way, if morality did not possess a credible cognitive content for members of the community, it would have no advantage over other, more costly forms of action coordination (such as the use of direct force, or the exercise of influence through the threat of sanctions or the promise of rewards).

When we examine moral disagreements, we must include affective reactions in the class of moral utterances. The key concept of obligation refers not only to the content of moral injunctions but in addition to the peculiar character of moral validity (Sollgeltung) which is also reflected in the feeling of being obligated. The critical and self-critical stances we adopt toward transgressions find expresion in affective attitudes: from the third person perspective, in abhorrence, indignation, and contempt, from the perspective of those affected, in feelings of violation or resentment toward second persons, and from the first person perspective, in shame and guilt. To these correspond the positive emotional reactions of admiration, loyalty, gratitude, etc. Because they express implicit judgments, these feelings in which actors express their pro and con attitudes are correlated with evaluations. We judge actions and intentions to be ‘good’ or ‘bad’, whereas our terms for virtues refer to personal qualities of agents. The claim that moral judgements admit of justification also reveals itself in these moral feelings and evaluations, for they differ from other feelings and evaluations in being tied to obligations that function as reasons. We do not regard them as the expression of mere sentiments and preferences.

From the fact that moral norms are ‘valid’ for the members of a community it does not follow, of course, that they have intrinsic cognitive content. A sociological observer may be able to describe a moral language game as a social fact, and even to explain why members are ‘convinced’ of their moral rules, without himself being in a position to give a plausible reconstruction of their reasons and interpretations. But a philosopher cannot remain content with this. He will pursue the phenomenology of the relevant moral disagreements further in order to comprehend what members of the community do when they justify something morally. Of course, ‘comprehend’ here means something other than simply ‘understanding’ utterances. Reflective reconstruction of the everyday practice of justification in which we ourselves participate as laypersons premits reconstructive translations that foster critical understanding. In this methodological attitude the philosopher extends from within the participant perspective beyond the circle of immediate participants.

The results of such efforts can be gauged by examining modern programs in moral philosophy. These theories differ in their degrees of hermeneutic openness. Their reconstructions of the cognitive content of our everyday moral institutions are more or less comprehensive to the extent that they are sensitive to the intuitive moral knowledge of the participants” (Habermas 1998:4-5).

Habermas, Jürgen
1998[1996] The Inclusion of the Other: Studies in Political Theory. Ciaran Cronin and Pablo De Grieff, ets. Cambridge, MA: The MIT Press.

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